Our client is an international firm of professional intermediaries that operates in the world's financial, energy and commodities markets. The candidate will be part of the Iron Ore Options team. You will need to have 2-6 years of experience in financial markets Sales Trading environment.
As a Broker, your role will be to deal or arrange transactions with or for the company's clients which have been assigned to you in accordance with the relevant custom or practice and as directed by management. You will also, where appropriate, provide suitable advice to clients, as well as work to add additional client for your desk.
Undertake your role as Broker to the best of your abilities and in a professional manner.
Act with integrity, due skill, care and diligence in the discharge of your responsibilities.
Observe proper standards of market conduct in the discharge of your duties.
Maintain an up to date knowledge of the products and markets in which you may arrange or deal.
Maintain the confidentiality of any information regarding the group's business, including the trading activities of clients.
Observe your obligations under the relevant money laundering legislation and regulations (e.g. reporting of any suspicions of money laundering).
Comply with all applicable company and compliance rules and regulations, including but not restricted to:
Group and regional compliance manual
Personal account dealing rules;
The Market Code of Conduct;
Insider dealing rules and legislation;
All internal procedures (e.g. but not limited to gifts, entertaining, screen, market publications; communications and LIBOR policies;
The recording and booking of trades;
Any applicable exchange rules or regulations;
All local and regulatory Act accordance to the company's policy
Must not disclose any relevant logons or passwords for accessing systems;
Inform your desk head of any potential compliance issues you become aware of or have a concern about.
Inform Compliance of any change in your circumstances that may affect the answers you gave to the Fitness and Propriety Questionnaire.
Support a risk and compliance aware culture and ensure all staff understand and comply with group policies
Fulfil any additional / ad hoc duties as required to meet the needs of the business.
Strong interpersonal and relationship building skills
Ability to prioritise workload and work under pressure
Self-motivated with commercial thinking and initiative
A team player
Knowledge and Experience:
2-6 years of experience in financial markets Sales Trading environment
Experienced in Commodities Broking
Mandarin is required as the candidate will be broking in China market and be dealing with Chinese clients, focuses on Iron-ORE in Chinese Market