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Risk Management Group 1
Commodities and Global Markets Compliance - Division Director
Job no:RMG-948292 Work type:Full time Location:Houston Group: Risk Management Group Division: Compliance Recruiter: Tammy Lee
Are you a compliance team leader with a solution-focused mindset and deep regulatory expertise in trading in commodities and financial products?
As the Head of our Commodities and Global Markets Compliance group (CGM) for the Americas, you will be responsible for leading a team of professionals to deliver superior compliance risk management outcomes for the division. You will be accountable for the team's strategy to implement a robust and comprehensive compliance framework, spanning the life cycle of compliance activities including risk assessments, advice, training and testing.
Your responsibilities will include:
leading the compliance review of new transactions and new products
developing and maintaining compliance plans, related policies and procedures and monitoring compliance with these policies
assisting with the preparation of regulatory compliance reports as required per the compliance plans and governance framework
executing and supervising relevant testing and risk assessment over the regional CGM businesses
overseeing the reporting, escalation and resolution of compliance issues
keeping abreast of upcoming, new and revised rules, regulations and directives applicable to the business, and facilitate changes as required. This includes proactive and early communication with business and compliance stakeholders to ensure timely compliance with any changes required
liaising with compliance colleagues to assist with the delivery of the regional and global compliance priorities.
Your persuasive communication skills, both written and verbal, and ability to effectively work in a trading floor environment will enable you to work closely with senior management in the business, support, and risk management functions and ensure good outcomes for our clients and stakeholders.
You will be part of a global community of CGM Compliance leaders, reporting directly to the Global Head of CGM Compliance, and with a local reporting line into the Regional Head of Compliance.
Demonstrable compliance and relevant commodities and energy markets experience of at least 15 years with financial services companies, and expertise with financial markets and exchange regulations, are required for this role. Product knowledge of commodities and energy markets, futures, swaps and equities, are also required.
If you have experience managing teams and possess thoughtful leadership and insight, apply today.
Find out more about Macquarie at
Risk Management Group is an independent, centralized unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.
The core to Macquarie's success is a unique philosophy and management approach. Our businesses combine entrepreneurial drive and robust risk management with deep industry and regional expertise.
All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Macquarie also takes affirmative action in support of its policy to hire and advance in employment of individuals who are minorities, women, protected veterans, and individuals with disabilities.
Advertised:04 Sep 2019 Central Daylight Time Applications close:
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