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Audit Director - Broker/Dealer
The Audit Director will plan and oversee the execution of the internal audit plan which tests the controls around traded market risks. The business operates in the financial, metals, FX, agriculture and energy sectors and provides clearing, futures and swaps services. The Audit Director will work closely with the Chief Auditor to establish the risk and control framework and manage a team of auditors in the delivery of the plan. Key responsibilities: Oversee the delivery of the global broker-dealer audit plan in line with the business's audit methodology and internal audit standards. Provide subject matter expertise on key risks and controls as they relate to broker-dealer activities with institutional client portfolios.
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