Job Description:

Audit Manager oversees and executes assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining audit scope, audit program, and test procedures. Typically acts as Auditor-in-Charge (AIC). Demonstrates strategic thinking and supports change. Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Drafts quality and timely audit reports and shares results with business leaders. Manages business partner relationships when conducting specific audits; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback. Fosters an inclusive work environment.

Accountable for auditing moderate to complex businesses ranging in scale and scope. Implements and communicates Corporate Audits mission, goals and strategies. Responsible for developing an audit plan for assigned areas of responsibility including proper assessment and coverage of risks, including emerging risks. Demonstrates critical thinking, strategic mindset and leads and supports change. Executes assigned components of the audit plan in a timely manner, within quality standards and in conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, assigns severity ratings and escalates broad themes or trends. Produces quality and timely audit reports that summarize results of an audit to management. Manages business partner relationships for areas of responsibly; primary engagement with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Participates in communication with regulatory agencies. Provides effective and frequent coaching and development to assigned audit team. Fosters an inclusive work environment.

Required Skills

* 7 plus years of experience related to Reporting, Compliance/Risk Management or Audit.
* Strong understanding of operations within financial services businesses and compliance practices
* Strong understanding of audit methodology and exam management processes
* Excellent verbal and written communication skills
* Candidate will be required to engage with senior management within Audit, audit teams and regulators
* Ability to work in a team environment, focus on high quality execution and lead audit assignments
* Critical thinker, high energy and intellectually curious
* Bachelor's, Master's degree or relevant work experience

Desired Skills:

• Audit or risk control risk/controls background in financial services
• Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)
• CIA preferred
• Strong presentation skills

Shift:

Hours Per Week: