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Compliance Analyst
Position Overview This position requires a positive attitude and energy to learn and collaborate with other team members to gain a good understanding of US securities regulations, and, in particular the Investment Advisers Act. The successful candidate must be able to support the Compliance team in maintaining a compliance surveillance, monitoring and testing program, with appropriate direction. The successful candidate should have superior communication and written drafting skills in order to draft memoranda and reports to senior management and internal governance committees, and ability to utilize technology systems to review and manage exception reports. Responsibilities Responsibilities will include supporting the wider team in maintaining an i
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